SEC Filings

FormDescriptionDateFormat
497Definitive materials filed by investment companiesDec 22, 2015Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
N-2Registration statement for closed-end investment companiesDec 17, 2015Open Registration statement for closed-end investment companies in HTML.Open Registration statement for closed-end investment companies in DOC file.Open Registration statement for closed-end investment companies in PDF file.Open Registration statement for closed-end investment companies in XLS file.
N-CSRAnnual Certified Shareholder Report of Registered investment management companiesDec 9, 2015Open Annual Certified Shareholder Report of Registered investment management companies in HTML.Open Annual Certified Shareholder Report of Registered investment management companies in DOC file.Open Annual Certified Shareholder Report of Registered investment management companies in PDF file.Open Annual Certified Shareholder Report of Registered investment management companies in XLS file.
NSAR-BAnnual report for management companiesNov 30, 2015Open Annual report for management companies in HTML.Open Annual report for management companies in DOC file.Open Annual report for management companies in PDF file.Open Annual report for management companies in XLS file.
40-17G/AAmendment for fidelity bond filedNov 6, 2015Open Amendment for fidelity bond filed in HTML.Open Amendment for fidelity bond filed in DOC file.Open Amendment for fidelity bond filed in PDF file.Open Amendment for fidelity bond filed in XLS file.
DEF 14AOfficial notification to shareholders of matters to be brought to a vote ("Proxy")Oct 13, 2015Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in HTML.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in DOC file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in PDF file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in XLS file.
DEF 14AOfficial notification to shareholders of matters to be brought to a vote ("Proxy")Oct 9, 2015Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in HTML.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in DOC file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in PDF file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in XLS file.
DEF 14AOfficial notification to shareholders of matters to be brought to a vote ("Proxy")Sep 28, 2015Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in HTML.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in DOC file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in PDF file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in XLS file.
DEFR14ADEFR14ASep 24, 2015Open DEFR14A in HTML.Open DEFR14A in DOC file.Open DEFR14A in PDF file.Open DEFR14A in XLS file.
DEF 14AOfficial notification to shareholders of matters to be brought to a vote ("Proxy")Sep 22, 2015Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in HTML.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in DOC file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in PDF file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in XLS file.
NSAR-A/AAmendments to a previously filed NSAR-ASep 11, 2015Open Amendments to a previously filed NSAR-A in HTML.Open Amendments to a previously filed NSAR-A in DOC file.Open Amendments to a previously filed NSAR-A in PDF file.Open Amendments to a previously filed NSAR-A in XLS file.
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Sep 11, 2015Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
PRE 14AA preliminary proxy statement providing notification matters to be brought to a voteSep 3, 2015Open A preliminary proxy statement providing notification matters to be brought to a vote in HTML.Open A preliminary proxy statement providing notification matters to be brought to a vote in DOC file.Open A preliminary proxy statement providing notification matters to be brought to a vote in PDF file.Open A preliminary proxy statement providing notification matters to be brought to a vote in XLS file.
3Initial filing by director officer or owner of more than ten percent.Sep 3, 2015Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
N-QQuarterly Schedule of Portfolio Holdings of Registered Management Investment CompanyAug 31, 2015Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in HTML.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in DOC file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in PDF file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in XLS file.
3Initial filing by director officer or owner of more than ten percent.Aug 3, 2015Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.Aug 3, 2015Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
3Initial filing by director officer or owner of more than ten percent.Aug 3, 2015Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
497Definitive materials filed by investment companiesJul 23, 2015Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
N-PXAnnual Report of Proxy Voting Record of Registered Management Investment CompanyJul 9, 2015Open Annual Report of Proxy Voting Record of Registered Management Investment Company in HTML.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in DOC file.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in PDF file.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in XLS file.
497Definitive materials filed by investment companiesJul 7, 2015Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
497Definitive materials filed by investment companiesJun 23, 2015Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Jun 15, 2015Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
N-CSRSSemi-Annual Report of a Certified Shareholder Report of registered investment management companiesJun 4, 2015Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in HTML.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in DOC file.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in PDF file.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in XLS file.
NSAR-ASemi-Annual report for management companiesMay 26, 2015Open Semi-Annual report for management companies in HTML.Open Semi-Annual report for management companies in DOC file.Open Semi-Annual report for management companies in PDF file.Open Semi-Annual report for management companies in XLS file.
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