SEC Filings

FormDescriptionDateFormat
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Dec 21, 2018Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
N-CENAnnual Report for Registered Investment CompaniesDec 13, 2018Open Annual Report for Registered Investment Companies in HTML.Open Annual Report for Registered Investment Companies in DOC file.Open Annual Report for Registered Investment Companies in PDF file.Open Annual Report for Registered Investment Companies in XLS file.
N-CSRAnnual Certified Shareholder Report of Registered investment management companiesDec 10, 2018Open Annual Certified Shareholder Report of Registered investment management companies in HTML.Open Annual Certified Shareholder Report of Registered investment management companies in DOC file.Open Annual Certified Shareholder Report of Registered investment management companies in PDF file.Open Annual Certified Shareholder Report of Registered investment management companies in XLS file.
497Definitive materials filed by investment companiesNov 2, 2018Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
3Initial filing by director officer or owner of more than ten percent.Oct 16, 2018Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Sep 20, 2018Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
N-PXAnnual Report of Proxy Voting Record of Registered Management Investment CompanyAug 30, 2018Open Annual Report of Proxy Voting Record of Registered Management Investment Company in HTML.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in DOC file.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in PDF file.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in XLS file.
N-QQuarterly Schedule of Portfolio Holdings of Registered Management Investment CompanyAug 28, 2018Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in HTML.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in DOC file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in PDF file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in XLS file.
497Definitive materials filed by investment companiesJun 26, 2018Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Jun 19, 2018Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
497Definitive materials filed by investment companiesJun 14, 2018Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
N-CSRSSemi-Annual Report of a Certified Shareholder Report of registered investment management companiesJun 6, 2018Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in HTML.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in DOC file.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in PDF file.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in XLS file.
NSAR-ASemi-Annual report for management companiesMay 29, 2018Open Semi-Annual report for management companies in HTML.Open Semi-Annual report for management companies in DOC file.Open Semi-Annual report for management companies in PDF file.Open Semi-Annual report for management companies in XLS file.
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Mar 29, 2018Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
N-QQuarterly Schedule of Portfolio Holdings of Registered Management Investment CompanyFeb 28, 2018Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in HTML.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in DOC file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in PDF file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in XLS file.
40-17GFidelity bond filed under Rule 17g-1(g)(1)Feb 16, 2018Open Fidelity bond filed under Rule 17g-1(g)(1) in HTML.Open Fidelity bond filed under Rule 17g-1(g)(1) in DOC file.Open Fidelity bond filed under Rule 17g-1(g)(1) in PDF file.Open Fidelity bond filed under Rule 17g-1(g)(1) in XLS file.
497Definitive materials filed by investment companiesFeb 1, 2018Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
497JCertification of no change in definitive materialsJan 30, 2018Open Certification of no change in definitive materials in HTML.Open Certification of no change in definitive materials in DOC file.Open Certification of no change in definitive materials in PDF file.Open Certification of no change in definitive materials in XLS file.
486BPOS486BPOSJan 19, 2018Open 486BPOS in HTML.Open 486BPOS in DOC file.Open 486BPOS in PDF file.Open 486BPOS in XLS file.
485BXTFiled pursuant to Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing)Jan 8, 2018Open Filed pursuant to Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing) in HTML.Open Filed pursuant to Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing) in DOC file.Open Filed pursuant to Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing) in PDF file.Open Filed pursuant to Rule 485(b)(1)(iii) to designate a new effective date for a post-effective amendment previously filed pursuant to Rule 485(a) (this filing cannot be submitted as a 1940 Act only filing) in XLS file.