SEC Filings

FormDescriptionDateFormat
N-CENAnnual Report for Registered Investment CompaniesDec 14, 2020Open Annual Report for Registered Investment Companies in HTML.Open Annual Report for Registered Investment Companies in DOC file.Open Annual Report for Registered Investment Companies in PDF file.Open Annual Report for Registered Investment Companies in XLS file.
N-CSRAnnual Certified Shareholder Report of Registered investment management companiesNov 30, 2020Open Annual Certified Shareholder Report of Registered investment management companies in HTML.Open Annual Certified Shareholder Report of Registered investment management companies in DOC file.Open Annual Certified Shareholder Report of Registered investment management companies in PDF file.Open Annual Certified Shareholder Report of Registered investment management companies in XLS file.
NPORT-PNPORT-PNov 24, 2020Open NPORT-P in HTML.Open NPORT-P in DOC file.Open NPORT-P in PDF file.Open NPORT-P in XLS file.
CORRESPCorrespondence from the Filer to the SECSep 24, 2020Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
N-CEN/A[Amend] Annual Report for Registered Investment CompaniesSep 21, 2020Open [Amend] Annual Report for Registered Investment Companies in HTML.Open [Amend] Annual Report for Registered Investment Companies in DOC file.Open [Amend] Annual Report for Registered Investment Companies in PDF file.Open [Amend] Annual Report for Registered Investment Companies in XLS file.
3Initial filing by director officer or owner of more than ten percent.Sep 17, 2020Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
SC 13DFiling by person(s) reporting owned shares of common stock in a public company >5%Sep 17, 2020Open Filing by person(s) reporting owned shares of common stock in a public company >5% in HTML.Open Filing by person(s) reporting owned shares of common stock in a public company >5% in DOC file.Open Filing by person(s) reporting owned shares of common stock in a public company >5% in PDF file.Open Filing by person(s) reporting owned shares of common stock in a public company >5% in XLS file.
3Initial filing by director officer or owner of more than ten percent.Sep 3, 2020Open Initial filing by director officer or owner of more than ten percent. in HTML.Open Initial filing by director officer or owner of more than ten percent. in DOC file.Open Initial filing by director officer or owner of more than ten percent. in PDF file.Open Initial filing by director officer or owner of more than ten percent. in XLS file.
NPORT-PNPORT-PAug 28, 2020Open NPORT-P in HTML.Open NPORT-P in DOC file.Open NPORT-P in PDF file.Open NPORT-P in XLS file.
N-PXAnnual Report of Proxy Voting Record of Registered Management Investment CompanyAug 18, 2020Open Annual Report of Proxy Voting Record of Registered Management Investment Company in HTML.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in DOC file.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in PDF file.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in XLS file.
DEF 14AOfficial notification to shareholders of matters to be brought to a vote ("Proxy")Jul 20, 2020Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in HTML.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in DOC file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in PDF file.Open Official notification to shareholders of matters to be brought to a vote ("Proxy") in XLS file.
NPORT-P/ANPORT-P/AJul 16, 2020Open NPORT-P/A in HTML.Open NPORT-P/A in DOC file.Open NPORT-P/A in PDF file.Open NPORT-P/A in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJun 12, 2020Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
N-CSRSSemi-Annual Report of a Certified Shareholder Report of registered investment management companiesMay 29, 2020Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in HTML.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in DOC file.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in PDF file.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in XLS file.
NPORT-PNPORT-PMay 22, 2020Open NPORT-P in HTML.Open NPORT-P in DOC file.Open NPORT-P in PDF file.Open NPORT-P in XLS file.
SC 13D/AAmendment to a SC 13D filingMay 19, 2020Open Amendment to a SC 13D filing in HTML.Open Amendment to a SC 13D filing in DOC file.Open Amendment to a SC 13D filing in PDF file.Open Amendment to a SC 13D filing in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsMar 5, 2020Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
N-QQuarterly Schedule of Portfolio Holdings of Registered Management Investment CompanyMar 2, 2020Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in HTML.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in DOC file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in PDF file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in XLS file.
SC 13G/AAmendment to a previously filed SC 13GFeb 21, 2020Open Amendment to a previously filed SC 13G in HTML.Open Amendment to a previously filed SC 13G in DOC file.Open Amendment to a previously filed SC 13G in PDF file.Open Amendment to a previously filed SC 13G in XLS file.
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsFeb 14, 2020Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in HTML.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in DOC file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in PDF file.Open Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions in XLS file.
40-17GFidelity bond filed under Rule 17g-1(g)(1)Jan 14, 2020Open Fidelity bond filed under Rule 17g-1(g)(1) in HTML.Open Fidelity bond filed under Rule 17g-1(g)(1) in DOC file.Open Fidelity bond filed under Rule 17g-1(g)(1) in PDF file.Open Fidelity bond filed under Rule 17g-1(g)(1) in XLS file.