SEC Filings

FormDescriptionDateFormat
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Dec 13, 2017Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
N-CSRAnnual Certified Shareholder Report of Registered investment management companiesDec 8, 2017Open Annual Certified Shareholder Report of Registered investment management companies in HTML.Open Annual Certified Shareholder Report of Registered investment management companies in DOC file.Open Annual Certified Shareholder Report of Registered investment management companies in PDF file.Open Annual Certified Shareholder Report of Registered investment management companies in XLS file.
NSAR-BAnnual report for management companiesNov 29, 2017Open Annual report for management companies in HTML.Open Annual report for management companies in DOC file.Open Annual report for management companies in PDF file.Open Annual report for management companies in XLS file.
486APOSPost-effective amendment [Rule 485(a)]Nov 13, 2017Open Post-effective amendment [Rule 485(a)] in HTML.Open Post-effective amendment [Rule 485(a)] in DOC file.Open Post-effective amendment [Rule 485(a)] in PDF file.Open Post-effective amendment [Rule 485(a)] in XLS file.
5Annual filing director officer or owner of more than ten percent.Oct 18, 2017Open Annual filing director officer or owner of more than ten percent. in HTML.Open Annual filing director officer or owner of more than ten percent. in DOC file.Open Annual filing director officer or owner of more than ten percent. in PDF file.Open Annual filing director officer or owner of more than ten percent. in XLS file.
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Sep 15, 2017Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
N-Q/A[Amend] Quarterly Schedule of portfolio holdings of management investment companiesSep 12, 2017Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in HTML.Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in DOC file.Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in PDF file.Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in XLS file.
N-QQuarterly Schedule of Portfolio Holdings of Registered Management Investment CompanyAug 29, 2017Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in HTML.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in DOC file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in PDF file.Open Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company in XLS file.
N-PXAnnual Report of Proxy Voting Record of Registered Management Investment CompanyAug 15, 2017Open Annual Report of Proxy Voting Record of Registered Management Investment Company in HTML.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in DOC file.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in PDF file.Open Annual Report of Proxy Voting Record of Registered Management Investment Company in XLS file.
APP ORDRAPP ORDRJul 31, 2017Open APP ORDR in HTML.Open APP ORDR in DOC file.Open APP ORDR in PDF file.Open APP ORDR in XLS file.
CORRESPCorrespondence from the Filer to the SECJul 24, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
CORRESPCorrespondence from the Filer to the SECJul 12, 2017Open Correspondence from the Filer to the SEC in HTML.Open Correspondence from the Filer to the SEC in DOC file.Open Correspondence from the Filer to the SEC in PDF file.Open Correspondence from the Filer to the SEC in XLS file.
APP NTCAPP NTCJul 3, 2017Open APP NTC in HTML.Open APP NTC in DOC file.Open APP NTC in PDF file.Open APP NTC in XLS file.
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Jun 15, 2017Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
N-CSRSSemi-Annual Report of a Certified Shareholder Report of registered investment management companiesJun 2, 2017Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in HTML.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in DOC file.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in PDF file.Open Semi-Annual Report of a Certified Shareholder Report of registered investment management companies in XLS file.
NSAR-ASemi-Annual report for management companiesMay 30, 2017Open Semi-Annual report for management companies in HTML.Open Semi-Annual report for management companies in DOC file.Open Semi-Annual report for management companies in PDF file.Open Semi-Annual report for management companies in XLS file.
N-Q/A[Amend] Quarterly Schedule of portfolio holdings of management investment companiesMay 26, 2017Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in HTML.Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in DOC file.Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in PDF file.Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in XLS file.
N-Q/A[Amend] Quarterly Schedule of portfolio holdings of management investment companiesMay 26, 2017Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in HTML.Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in DOC file.Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in PDF file.Open [Amend] Quarterly Schedule of portfolio holdings of management investment companies in XLS file.
N-CSRS/AAmendment to a previously filed N-CSRSMay 26, 2017Open Amendment to a previously filed N-CSRS in HTML.Open Amendment to a previously filed N-CSRS in DOC file.Open Amendment to a previously filed N-CSRS in PDF file.Open Amendment to a previously filed N-CSRS in XLS file.
40-APP/A40-APP/AApr 20, 2017Open 40-APP/A in HTML.Open 40-APP/A in DOC file.Open 40-APP/A in PDF file.Open 40-APP/A in XLS file.
497Definitive materials filed by investment companiesApr 3, 2017Open Definitive materials filed by investment companies in HTML.Open Definitive materials filed by investment companies in DOC file.Open Definitive materials filed by investment companies in PDF file.Open Definitive materials filed by investment companies in XLS file.
N-23C3ANotification of periodic repurchase offer [Rule 23c-3(b) only]Apr 3, 2017Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in HTML.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in DOC file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in PDF file.Open Notification of periodic repurchase offer [Rule 23c-3(b) only] in XLS file.
486BPOS486BPOSMar 28, 2017Open 486BPOS in HTML.Open 486BPOS in DOC file.Open 486BPOS in PDF file.Open 486BPOS in XLS file.
N-CSRAnnual Certified Shareholder Report of Registered investment management companiesMar 22, 2017Open Annual Certified Shareholder Report of Registered investment management companies in HTML.Open Annual Certified Shareholder Report of Registered investment management companies in DOC file.Open Annual Certified Shareholder Report of Registered investment management companies in PDF file.Open Annual Certified Shareholder Report of Registered investment management companies in XLS file.
NSAR-B/AAmendments to a previously filed NSAR-BMar 21, 2017Open Amendments to a previously filed NSAR-B in HTML.Open Amendments to a previously filed NSAR-B in DOC file.Open Amendments to a previously filed NSAR-B in PDF file.Open Amendments to a previously filed NSAR-B in XLS file.
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